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Banking & Financial Services
 
The Firm has extensive experience in serving bank and financial institution clients. The Firm's services include advice on compliance with banking regulations, drafting and reviewing standard agreements with banks' customers, preparing loan agreements and security documents, etc.

The Firm has extensive experience counselling clients regarding a wide range of financial services, including:

obtaining SFC authorization of collective investment schemes (including unit trusts and mutual funds) for public offering in Hong Kong and overseas, and providing on-going regulatory and compliance advice
   
obtaining licenses and registration required under the Hong Kong securities, futures, foreign exchange, commodities and insurance legislations.
   
providing financial intermediaries with on-going legal and compliance advice including anti-money laundering and anti-terrorism regulations and policies.
   
advising on initial and secondary public offering of mutual funds, unit trusts and close-ended investment funds.
   
advising on mergers and acquisitions as well as strategic investments for the financial services business.


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