Banking & Financial Services
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The
Firm has extensive experience in serving bank and financial
institution clients. The Firm's services include advice
on compliance with banking regulations, drafting and reviewing
standard agreements with banks' customers, preparing loan
agreements and security documents, etc.
The Firm has extensive experience counselling clients regarding
a wide range of financial services, including:
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obtaining SFC authorization of collective
investment schemes (including unit trusts and mutual
funds) for public offering in Hong Kong and overseas,
and providing on-going regulatory and compliance advice |
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obtaining licenses and registration required under
the Hong Kong securities, futures, foreign exchange,
commodities and insurance legislations. |
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providing financial intermediaries with on-going
legal and compliance advice including anti-money laundering
and anti-terrorism regulations and policies. |
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advising on initial and secondary public offering
of mutual funds, unit trusts and close-ended investment
funds. |
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advising on mergers and acquisitions as well as strategic
investments for the financial services business. |
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